Frequently asked questions about Commodity Trading Advisors CTA. Commodity Trading Advisor (CTA) FAQs. Select a topic to see answers to frequently NFA Members must comply with NFA rules and CFTC regulations. Visit the following pages to understand a commodity trading advisor's (CTA) regulatory A commodity trading advisor (CTA) is an individual or organization that, for compensation or profit, advises others, directly or indirectly, as to the value of or the Page gives information about commodity trading advisors (cta) annual requirements. In 1984 the CFTC delegated the registration of Commodity Trading Advisors (“ CTAs”) to the National Futures Association (“NFA”). See 49 FR 39593 (Oct. 9, A commodity trading advisor (CTA) is US financial regulatory term for an individual or A CTA is exempt from registration with the NFA if they have provided commodity trading advice to fewer than 15 people and do not generally use the title
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Vectors LLC - Commodity Trading Advisor Vectors LLC is registered with the Commodity Futures Trading Commission (“CFTC”) as a Commodity Trading Advisor (“CTA”) and is a member of the National Futures Association (“NFA”), NFA ID: 0501962. 17 CFR § 4.14 - Exemption from registration as a commodity ... (B) Is not otherwise holding itself out as a commodity trading advisor. (iii) (A) A person who desires to claim the relief from registration provided by this § 4.14(a)(8) must file electronically a notice of exemption from commodity trading advisor registration with the National Futures Association through its electronic exemption filing
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Absent an applicable exemption, the investment adviser of a commodity pool is subject to registration with the NFA as a commodity trading advisor (CTA) and the On February 10th, the National Futures Association (NFA) published three Notices to Members identifying common deficiencies noted in examinations of
